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RISK MANAGEMENT FOR WEALTH MANAGERS
 
     
  Summary Description  
  Participants build their understanding and ability to apply to their unit critical concepts of business, client advisory, product, operational and reputational risk together with compliance issues related to product suitability and operations.  
     
  Methodology  
  Presentations, exercises, group work and classroom discussion  
     
  Target Audience  
  Wealth management business managers, client relationship managers and risk managers/auditors.  
     
  Main Topics  
 
Overview – key risk areas
- Operational
- Product
- Client advisory
- Regulatory
- Business
- Reputational
Risk reduction as a business and are interactive
The risks are related and are interactive
  Operating and product risk – internal
Client advisory and product suitability risk – third party investment and fiduciary
   products –selection and due diligence
Business and reputational risk
Due diligence on third party investment products
Business and reputational risk – recent events
 
       
 
  Duration  
  1 day  
     
   
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